Bank Secrecy Act Independent Validation
Our BSA audit programs are custom made to meet the ever-changing demands of these regulations. Our procedures include assisting your credit union to be effiicient and timely in preparing a risk assessment, identifying trends, performing comprehensive structuring testing and many other hot spots receiving regulatory emphasis.
A key audit required by NACHA, our procedures are streamlined to meet this audit requirement without overwhelming time demands on your credit union staff
Vendor Management Review
Another compliance hotspot is a credit unions attentiveness to managing vendors who provide services to your credit union. These Vendors require constant monitoring for compliance with contractual agreement.
We will review documentation related to each of the identified vendors used by your credit union and assure that key provisions of contracts and proper monitoring is being performed.
Other regulatory Compliance Reviews
The regulatory maze that credit unions are required to work in creates ever increasing demand for compliance monitoring. We can meet your credit union’s exacting needs by reviewing compliance Contact us to determine how we can help your credit union monitor regulatory compliance